Case Studies

· General Counsel & Corporate Secretary, Chief Compliance

Officer of private and publicly held companies with expertise   

managing complex litigation, corporate disclosure obligations, 

regulatory compliance, and commercial transactions, 

including M&A, licensing, and supply agreements.

· Build and Implement Comprehensive Compliance Programs for organizations to fit their specific compliance needs in the life science industry. 

· Successfully strategize and respond to government enforcement actions against companies.

· Trusted Legal Adviser to Executive Management and Business 

Leaders.

· Provide strategic legal and compliance reports to the Board 

of Directors.

· Managed legal staff supporting commercial and 

regulatory/compliance efforts.

· Managed legal budgets of over $5M successfully such that 

was on budget and simultaneously expanded the 

headcount.

· Expertise in Operations, Compliance Systems (FCPA, SEC, Anti-

Bribery, Consent Decrees, Off-Label Promotion, HIPAA).

· Advised senior management on new FDA rules, proactive 

submissions to the FDA, cGMP compliance, third-party 

payor contracting and best price reporting, as well as   

significant enforcement issues.

· Lead Counsel on several Asset and Stock Purchase 

Agreements ranging (from $45M-$85M in value).

· Initiated and executed strategies to manage and reduce 

corporate legal expenses.

· Drafted executive compensation, stock options, and 

bonus plans.

· Prepared the documentation covering proxy statements, 

equity and debt offering, and other Securities documents.

· Established policies and procedures with human resources 

and led business partners.

· Managed EEOC, employment complaints, and lawsuits.

· Executed several international franchise agreements.